Legal and regulatory disclosures

This website is published for information only. Nothing on it is an offer to sell, a solicitation of an offer to buy, or an invitation to subscribe for any security, fund interest, loan participation or other financial instrument, in any jurisdiction, to any person.

Nothing on this website constitutes investment, financial, legal, accounting or tax advice, and no content here takes account of any particular reader's objectives, circumstances or needs. No communication through this website creates an advisory, agency or fiduciary relationship between Ascent Pinnacle Capital Limited and any reader.

Where a specific opportunity is discussed with a counterparty, it is discussed privately, under appropriate confidentiality arrangements, and on the basis of transaction documentation. That documentation, and not this website, governs any transaction.

The capital partners section of this site is addressed to institutions, family offices, funds, regulated lenders and other professional investors who evaluate credit and structured transactions in the ordinary course of their business, and who are able to conduct their own diligence and bear the risks involved.

It is not addressed to retail investors, and registering an interest through this site is not an application to invest. Ascent Pinnacle may decline to engage with any enquiry, at its discretion and without giving reasons.

Readers are responsible for observing the laws of the jurisdiction from which they access this site. The information here may not be lawful to distribute in every jurisdiction and is not directed at any person in a jurisdiction where publishing or making it available would be contrary to law.

Credit and structured transactions of the kind described on this site carry risk, including the risk of delayed payment, of partial recovery, and of loss of the entire amount invested or lent. Security, asset cover, escrow arrangements and covenant packages reduce some risks; they do not remove them, and they may prove unenforceable, insufficient or slow to realise.

No outcome described on this site is a prediction, projection or assurance of any future outcome. Past mandates are described because they happened, not because comparable results can be expected. Descriptions of a strategy or a risk preference describe the kind of opportunity concerned, not the outcome it will produce.

Every investor evaluates each opportunity on its own merits and reaches its own decision, on its own analysis and with its own professional advisers. Ascent Pinnacle does not make that decision for any investor and does not assume responsibility for it.

Ascent Pinnacle is engaged and paid by the company or borrower seeking capital. It does not generally receive fees from the providers of that capital. Its fees are typically success-based and calculated by reference to the size of the transaction that completes, so a reader should assume — unless told otherwise in writing for a specific transaction — that the firm has a financial interest in that transaction completing.

That interest is a conflict, and it is disclosed rather than managed away. It is the reason an investor should treat the firm's underwriting as an input to its own analysis and not as a substitute for it.

Ascent Pinnacle may act for more than one party in a sector, may advise counterparties whose interests differ, and may have existing relationships with lenders, promoters and investors introduced to one another. Where a specific conflict is material to a transaction, it is disclosed to the parties to that transaction.

Where any fee, retainer or other compensation is payable to Ascent Pinnacle by an investor in connection with a particular transaction, that arrangement is disclosed to that investor in writing before the transaction proceeds.

Mandates are described generically. Client identity, counterparty identity, transaction terms, pricing and individual ticket sizes are confidential and are not published. Aggregate figures are rounded, and where a figure could be traced back to a single live opportunity it is withheld rather than rounded.

Values are stated in Indian rupees. Where an underlying amount was denominated in another currency it has been converted at a fixed internal rate for comparability, not at the rate prevailing on any transaction date.

Ascent Pinnacle Capital Limited is the data controller for personal information submitted through this website. Enquiries can be sent to the address at the foot of this page.

The enquiry forms collect the information you enter: your name, your firm, your email address, and the details you give about the mandate or about your investment preferences. This information is transmitted and stored by our forms provider, Formspree, and delivered to the firm by email. We use it only to respond to your enquiry and to maintain a record of contact, and we do not sell it, rent it, or share it outside the firm for marketing.

We retain enquiry records for as long as is necessary for the purposes described above and otherwise as permitted or required by applicable law. You can ask us what we hold about you, ask us to correct it, or ask us to delete it, by writing to the address at the foot of this page; we will respond as required by applicable law.

This site sets no advertising or tracking cookies and runs no third-party analytics or advertising scripts. Fonts are served from this site rather than from a third party, so visiting a page does not disclose your visit to a font provider. Our hosting provider processes standard server request data in order to serve the site securely.

This site and its contents are published by Ascent Pinnacle Capital Limited. Its text, structure and design belong to the firm and may not be reproduced or redistributed for commercial purposes without permission. Quoting a short extract with attribution and a link is permitted.

Information on this site is provided as at the date shown and may become out of date. The firm gives no warranty that the site will be uninterrupted or error-free, and to the extent permitted by law excludes liability for loss arising from reliance on it.

Links to third-party sites, including the firm's LinkedIn page, are provided for convenience. The firm is not responsible for their content.

This website and these terms are governed by the laws of India, and the courts at Delhi have exclusive jurisdiction over any dispute arising out of or in connection with them.